Financial Regulations

  • Reference: FN-649-E

  • Number of pages: 11

  • Publication Date: Dec 10, 2021

  • Source: IESE (España)

  • Type of Document: Technical Note

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Description

Financial regulation refers to the rules and laws firms operating in the financial industry, such as banks, credit unions, insurance companies, financial brokers and asset managers must follow. However financial regulation is more than just having rules in place. It's also about the ongoing oversight and enforcement of these rules

Keywords

european regulation